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Debra Logan
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Lane Leskela
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Rich Mogull
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Overview

Sarbanes-Oxley regulates all public companies and is also having repercussions on privately held companies and nonprofit organizations. Although its impact on IT is thought to be minimal, this is far from the truth.  Read More




Sarbanes-Oxley: The Role of Technology

Sarbanes-Oxley does not regulate technology; however, using technology effectively can reduce the cost, time and risk of an enterprise's compliance activities.

Sarbanes-Oxley Compliance Demands IS Involvement

Compliance with Sarbanes-Oxley will require IS departments to work closely with other enterprise departments. If this is not occurring in your enterprise, you will risk being noncompliant.


Sarbanes-Oxley Affects Owning ERP/Financial Applications

Installations or modifications to enterprise financial reporting applications are subject to mandatory quarterly reporting under Section 404 of the Sarbanes-Oxley Act. Failure to report may result in violations.

Sarbanes-Oxley Readiness Study: Preliminary Results

The preliminary results from Gartner's benchmark Sarbanes-Oxley compliance reveal significant client challenges and debunks some of the beliefs fueling market and vendor hype around compliance requirements.


Use Crisis and Contract Management for 409 Compliance

Something unexpected happening to a customer or a supplier may constitute a material event. Sarbanes-Oxley compliance plans need to detail how such external events will be assessed; crisis and contract management can help.

How CIOs Should Prepare for Sarbanes-Oxley

Sarbanes-Oxley is the most sweeping legislation to affect publicly traded companies since the reforms during the Great Depression. CIOs should follow Gartner's four-phase approach to meet compliance requirements.


Sarbanes-Oxley Vendor Evaluation Framework

The Sarbanes-Oxley Act has resulted in a frenzy of vendor activity. Use this framework to match specific solutions to your Sarbanes-Oxley compliance issues.

You'll Have to Spend to Attain Sarbanes-Oxley Compliance

Large and midsize enterprises will spend $2 million through 2005 to become compliant with Sarbanes-Oxley legislation. Smart enterprises will use that money to build the beginnings of a compliance platform.


Compliance Legislation Hits the Storage and Records Management Vendors

Old and new laws are driving storage and records management technology and defining the market.

Deloitte's Value-Based Approach to Sarbanes-Oxley

Although other providers focus on the compliance burden of Sarbanes-Oxley, the global accounting, tax and consulting firm Deloitte believes the act may be a catalyst to drive business and technology change.


Sarbanes-Oxley-Compliant 'Whistle-Blower' Tools

The Section 301 "whistle-blower" protection requirements of the U.S. Public Company Accounting Reform and Investor Protection Act of 2002 for publicly traded companies should be universal best practices.

Sarbanes-Oxley Compliance Requires Trust and Cash

The compliance burden for the Sarbanes-Oxley Act is misaligned with enterprise value. The cheapest applications are sought, as funds are squandered on consulting fees. This is a risky and avoidable practice for all companies.


Use an E-Learning LMS to Ensure Regulation Compliance

To ensure that organizational procedures, processes and training are accomplished, learning management systems are a top priority.

Demand Is Growing for a Chief Governance Officer

The increase in regulatory scrutiny on several fronts is pushing companies to consider the appointment of a CGO. The CGO is an executive with the accountability to inculcate best practices toward compliance.


PPM Applications Can Aid Compliance to Sarbanes-Oxley

Although project portfolio management applications and processes provide tools to aid corporate compliance to the Sarbanes-Oxley Act, they should not be treated or purchased as compliance solutions.

Don't Let Sarbanes-Oxley Lead to an Information Dark Age

The U.S. Sarbanes-Oxley Act is intended to make corporate governance more transparent, but could result in data protectionism by many companies. They would do better to foster a culture of information sharing.


Compliance Management Reduces Regulatory Burdens

Reduce the impact of constantly changing government regulations by leveraging established and new technologies in a compliance management architecture.

Free Your Company From the Sarbanes-Oxley Hype Cycle

Appropriate IT investments prevent excessive burdens on workers involved in compliance and internal controls activities. Analyzing the Hype Cycle illustrates the best timing for IT investments.