Gartner Research

Strategic Road Map for Financial Services Enterprise Risk Management Maturity

Published: 15 September 2011

ID: G00219080

Analyst(s): David Furlonger , Douglas McKibben

Summary

Risk management across the financial services industry is evolving from an operations and compliance focus within separate business and support areas to a cross-enterprise initiative that emphasizes performance outcomes.

Table Of Contents
  • Overview

Analysis

  • Background
  • Overarching Challenges to Enterprise Management of Risk Exposures
  • Financial Services Strategic Road Map for ERM
    • Stage 1: Integration of Compliance With ORM
    • Stage 2: The Synthesis of Qualitative and Quantitative ORM
    • Stage 3: Moving Beyond Management Silos
    • Stage 4: Liquidity Risk Management Is the Tipping Point
    • Stage 5: ERM — Where Performance Drives Action
  • Conclusion

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