Kelly serves as a Director of Advisory within Gartner's Legal and Compliance Practice. Kelly advises Chief Compliance Officers and their teams on a range of issues regarding compliance program management including program benchmarking, development and growth as well as advising on creating a culture of ethics and integrity.
When I was the Director of an ethics and compliance program I was in charge of the code of conduct, hotline calls and investigations, corporate compliance policies, training and ethics and reported to the audit committee several times a year regarding the compliance program. I also managed a team of compliance professionals. When I was Senior Counsel, I was in charge of providing legal advice/support to a new business development division. I worked on general law matters, and did M&A work. I was also involved with board work- acting as secretary/CLO for several affiliate boards. I also provided legal advice/support on insurance and securities products and supported the compliance department.
Blue Cross Blue Shield of Minnesota, Director, Enterprise Ethics and Compliance, 3 years
Thrivent Financial For Lutherans, Senior Counsel, 8 years
US Bancorp, Compliance Manager, 4 years
Corporate Compliance and Ethics
BA- Psychology and Spanish, University of St. Thomas
MBA- concentration in risk management, University of St. Thomas, concentration in risk management
JD- Hamline University School of Law
LLM- (master's degree for lawyer)- Organizational Ethics and Compliance, University of St. Thomas
Assessing compliance program effectiveness
Evaluating corporate policies and codes of conduct
Managing an effective Compliance and Ethics program
Developing engaging and effective compliance training and communications